Director of Wealth Management · Alterna Wealth Management, Inc.
Benjamin J. Lopez
CRD 4108524 · Named on Form ADV at one SEC-registered adviser
At a glance
Alterna Wealth Management, Inc., an SEC-registered wealth manager based in Houston, TX with $1.4 billion in regulatory assets, lists Benjamin J. Lopez on its Form ADV as Director of Wealth Management, a control person.
Firms and roles
- Alterna Wealth Management, Inc.Director of Wealth ManagementWealth manager · Houston, TX · $1.4B in regulatory assets
AtlasMembers
Benjamin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Francisco X. MazaChief Executive Officer, Alterna Wealth Management, Inc.
- Patricia De LeonCompliance Officer, Alterna Wealth Management, Inc.
- Jonathan M. WowakChief Compliance Officer, Alterna Wealth Management, Inc.
- Timothy P. WalshChief Operating Officer, Alterna Wealth Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.