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Chief Compliance Officer/manager · Bright Portfolios, LLC

Benjamin J Malick

CRD 5582004 · Named on Form ADV at one SEC-registered adviser

At a glance

Bright Portfolios, LLC, an SEC-registered asset manager based in Lee's Summit, MO with $136 million in regulatory assets, lists Benjamin J Malick on its Form ADV as Chief Compliance Officer/manager, a control person.

Firms and roles

  • Bright Portfolios, LLCChief Compliance Officer/managerAsset manager · Lee's Summit, MO · $136M in regulatory assets

AtlasMembers

Benjamin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.