Ceo/cco · 3 Factor Indexing, LLC
Arthur V. Shaw
CRD 2231047 · Named on Form ADV at one SEC-registered adviser
At a glance
3 Factor Indexing, LLC, an SEC-registered wealth manager with $193 million in regulatory assets, lists Arthur V. Shaw on its Form ADV as Ceo/cco, a control person.
Firms and roles
- 3 Factor Indexing, LLCCeo/ccoWealth manager · United States · $193M in regulatory assets
AtlasMembers
Arthur’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert P. SawyerAdvisor, 3 Factor Indexing, LLC
- Jan SagerOwner, 3 Factor Indexing, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Arthur’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.