Adviser and broker representative · Capital Client Group, Inc.
Arthur M. Sgroi III
CRD 1864424 · Los Angeles, CA
At a glance
Arthur M. Sgroi III is an investment adviser representative with Capital Client Group, Inc. in Los Angeles, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Arthur’s SEC record dates to 2013, about 13 years ago. Arthur is also registered as a broker representative.
Current advisory firm
- Capital Client Group, Inc.Since June 2013Los Angeles, CA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Arthur’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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