CEO · Tectonic Capital Advisors, LLC
Arthur Haag Sherman
CRD 2813406 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Tectonic Capital Advisors, LLC, an SEC-registered wealth manager based in Houston, TX with $154 million in regulatory assets, lists Arthur Haag Sherman on its Form ADV as CEO, a control person. The SEC filings also name Arthur at 1 other registered adviser.
Firms and roles
- Tectonic Capital Advisors, LLCCEOWealth manager · Houston, TX · $154M in regulatory assets
- Sanders Morris LLCManagerBroker-dealer firm · Houston, TX · $576M in regulatory assets
AtlasMembers
Arthur’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Michelle B. BairdChief Financial Officer, Tectonic Capital Advisors, LLC
- David Lee HuntChief Compliance Officer, Tectonic Capital Advisors, LLC
- George Lester BallRegistered Associate, Sanders Morris LLC
- David William BlockOperations Manager, Sanders Morris LLC
- Paul Douglas LyonsFinop, Principal Financial Officer, Sanders Morris LLC
1 more person named with Arthur on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Arthur’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.