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Director of Operations and Compliance, Chief Compliance Officer · Riverplace Capital Management Inc

Annette Y Campos

CRD 6617238 · Named on Form ADV at one SEC-registered adviser

At a glance

Riverplace Capital Management Inc, an SEC-registered wealth manager based in Jacksonville, FL with $267 million in regulatory assets, lists Annette Y Campos on its Form ADV as Director of Operations and Compliance, Chief Compliance Officer.

Firms and roles

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Annette’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Peter E. BowerExecutive Chairman and CIO, Riverplace Capital Management Inc
  • Terri C. KimballExecutive Vice President, Controller, Riverplace Capital Management Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Annette’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.