Partner, Chief Compliance Officer · Smith Partners Wealth Management, LLC
Anne F. Smith
CRD 4387417 · Named on Form ADV at one SEC-registered adviser
At a glance
Smith Partners Wealth Management, LLC, an SEC-registered wealth manager based in Greensboro, NC with $196 million in regulatory assets, lists Anne F. Smith on its Form ADV as Partner, Chief Compliance Officer, a control person.
Firms and roles
- Smith Partners Wealth Management, LLCPartner, Chief Compliance OfficerWealth manager · Greensboro, NC · $196M in regulatory assets
AtlasMembers
Anne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Jonathan W. SmithFounding Partner, Smith Partners Wealth Management, LLC
- Justin W. SmithManaging Partner, Smith Partners Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.