Chief Compliance Officer · Walter Scott & Partners Limited
Anna L. Nicholl
CRD 5708245 · Named on Form ADV at one SEC-registered adviser
At a glance
Walter Scott & Partners Limited, an SEC-registered asset manager based in Edinburgh, United Kingdom with $66.7 billion in regulatory assets, lists Anna L. Nicholl on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Walter Scott & Partners LimitedChief Compliance OfficerAsset manager · Edinburgh, United Kingdom · $67B in regulatory assets
AtlasMembers
Anna’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Jane E. HendersonManaging Director, Walter Scott & Partners Limited
- Roy M. LeckieExecutive Director - Investment and Client Service, Walter Scott & Partners Limited
- Thomas SneddonExecutive Director - Governance and Operations, Walter Scott & Partners Limited
- Stephen N. PotterNon-Executive Director, Walter Scott & Partners Limited
- Richard W. WattNon-Executive Director, Walter Scott & Partners Limited
3 more people named with Anna on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.