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CIO / Managing Member / Chief Compliance Officer · Parallaxes Capital

Andrew J. Lee

CRD 6067119 · Named on Form ADV at one SEC-registered adviser

At a glance

Parallaxes Capital, an SEC-registered private fund adviser based in LOS Angeles, CA with $621 million in regulatory assets, lists Andrew J. Lee on its Form ADV as CIO / Managing Member / Chief Compliance Officer, a control person.

Firms and roles

  • Parallaxes CapitalCIO / Managing Member / Chief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $621M in regulatory assets

AtlasMembers

Andrew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.