Chief Compliance Officer and Vice President · Fulham & Co
Andrew B. Fulham
CRD 5937014 · Named on Form ADV at one SEC-registered adviser
At a glance
Fulham & Co, an SEC-registered private fund adviser based in Wellesley, MA with $200 million in regulatory assets, lists Andrew B. Fulham on its Form ADV as Chief Compliance Officer and Vice President, a control person.
Firms and roles
- Fulham & CoChief Compliance Officer and Vice PresidentPrivate fund adviser · Wellesley, MA · $200M in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Timothy W. FulhamTreasurer and Director, Fulham & Co
- John FulhamPresident and Director, Fulham & Co
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.