Director · Uscf Advisers
Andrew F Ngim
CRD 1423275 · Named on Form ADV at one SEC-registered adviser
At a glance
Uscf Advisers, an SEC-registered asset manager based in Walnut Creek, CA with $715 million in regulatory assets, lists Andrew F Ngim on its Form ADV as Director, a control person.
Firms and roles
- Uscf AdvisersDirectorAsset manager · Walnut Creek, CA · $715M in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Stuart CrumbaughChief Financial Officer, Secretary, Treasurer, Uscf Advisers
- John P. LovePresident, Chief Executive Officer, and Director, Uscf Advisers
- Daphne FrydmanChief Legal Officer, Uscf Advisers
- Kenneth A. KalinaChief Compliance Officer, Uscf Advisers
- Kathryn D. RooneyDirector, Uscf Advisers
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.