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Managing Member / Chief Compliance Officer · Locker Financial Services, LLC

Andrew Chan

CRD 4693414 · Named on Form ADV at one SEC-registered adviser

At a glance

Locker Financial Services, LLC, an SEC-registered wealth manager based in Verona, NJ with $214 million in regulatory assets, lists Andrew Chan on its Form ADV as Managing Member / Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Andrew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.