Chief Compliance Officer · Galliard Capital Management
Amy C. Stueve
CRD 4863173 · Named on Form ADV at one SEC-registered adviser
At a glance
Galliard Capital Management, an SEC-registered asset manager based in Minneapolis, MN with $80.3 billion in regulatory assets, lists Amy C. Stueve on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Galliard Capital ManagementChief Compliance OfficerAsset manager · Minneapolis, MN · $80B in regulatory assets
AtlasMembers
Amy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ajay (. MirzaSenior Managing Principal, Galliard Capital Management
- Michael D. NormanPresident and Senior Managing Principal, Galliard Capital Management
- Sallie C. SquireChief Operations Officer, Galliard Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.