Chief Compliance Officer · Nationwide Asset Management, LLC
Allison W. Milliken
CRD 5343445 · Named on Form ADV at one SEC-registered adviser
At a glance
Nationwide Asset Management, LLC, an SEC-registered asset manager based in Columbus, OH with $15.2 billion in regulatory assets, lists Allison W. Milliken on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Nationwide Asset Management, LLCChief Compliance OfficerAsset manager · Columbus, OH · $15B in regulatory assets
AtlasMembers
Allison’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Joel L. ColemanPresident and Manager, Nationwide Asset Management, LLC
- Bradley J. BemanVice President and Manager, Nationwide Asset Management, LLC
- Jill D. PhlegarVice President and Manager, Nationwide Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Allison’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.