Investment adviser representative · Waverly Advisors, LLC
Allen Z. Thuma
CRD 6842031 · Dayton, OH
At a glance
Allen Z. Thuma is an investment adviser representative with Waverly Advisors, LLC in Dayton, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Allen’s SEC record dates to 2018, about 8 years ago. Designations on file: Certified Financial Planner, Chartered Financial Analyst.
Current advisory firm
- Waverly Advisors, LLCSince November 2024Dayton, OH · $30B in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- Certified Financial Planner, Chartered Financial Analyst
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Allen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.