Adviser and broker representative · Charles Schwab & Co., Inc.
Allen C. Lee
CRD 5070279 · San Francisco, CA
At a glance
Allen C. Lee is an investment adviser representative with Charles Schwab & Co., Inc. in San Francisco, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Allen’s SEC record dates to 2006, about 20 years ago. Allen is also registered as a broker representative.
Current advisory firm
- Charles Schwab & Co., Inc.Since December 2012San Francisco, CA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Allen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.