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Chief Operating Officer · David Vaughan Investments, LLC

Alfredo A. Risi

CRD 5223406 · Named on Form ADV at one SEC-registered adviser

At a glance

David Vaughan Investments, LLC, an SEC-registered wealth manager based in Peoria, IL with $5.3 billion in regulatory assets, lists Alfredo A. Risi on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

AtlasMembers

Alfredo’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (19)

14 more people named with Alfredo on the same filings, with titles and firms. Free in Atlas with a free account.

See all 19 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alfredo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.