Managing Member / Chief Compliance Officer · Malaga Cove Capital, LLC
Alfred C. Walsh
CRD 2530231 · Named on Form ADV at one SEC-registered adviser
At a glance
Malaga Cove Capital, LLC, an SEC-registered wealth manager based in Palos Verdes Estates, CA with $311 million in regulatory assets, lists Alfred C. Walsh on its Form ADV as Managing Member / Chief Compliance Officer, a control person.
Firms and roles
- Malaga Cove Capital, LLCManaging Member / Chief Compliance OfficerWealth manager · Palos Verdes Estates, CA · $311M in regulatory assets
AtlasMembers
Alfred’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Mark W. ChoateChief Executive Officer, Malaga Cove Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alfred’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.