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Owner and Chief Compliance Officer · Lifeplan Group

Alex P. Sutherland

CRD 6290303 · Named on Form ADV at one SEC-registered adviser

At a glance

Lifeplan Group, an SEC-registered wealth manager based in Raleigh, NC with $326 million in regulatory assets, lists Alex P. Sutherland on its Form ADV as Owner and Chief Compliance Officer, a control person.

Firms and roles

  • Lifeplan GroupOwner and Chief Compliance OfficerWealth manager · Raleigh, NC · $326M in regulatory assets

AtlasMembers

Alex’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alex’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.