Adviser and broker representative · First Trust Advisors LP
Alex K. Mager
CRD 7852234 · Wheaton, IL
At a glance
Alex K. Mager is an investment adviser representative with First Trust Advisors LP in Wheaton, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Alex’s SEC record dates to 2024, about 2 years ago. Alex is also registered as a broker representative.
Current advisory firm
- First Trust Advisors LPSince June 2025Wheaton, IL · $309B in regulatory assets
SEC adviser record
- Registered since
- 2024 (2 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Alex’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.