Investment adviser representative · Diwy Financial Planning
Albert E. Faber III
CRD 1464114 · Los Angeles, CA
At a glance
Albert E. Faber III is an investment adviser representative with Diwy Financial Planning in Los Angeles, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Albert’s SEC record dates to 2003, about 23 years ago. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firm
- Diwy Financial PlanningSince April 2025Los Angeles, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 4 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Albert’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 5 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
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