Chief Operating Officer · Tricon
Alan O'Brien
CRD 8126967 · Named on Form ADV at one SEC-registered adviser
At a glance
Tricon, an SEC-registered private fund adviser based in Toronto, Canada with $152 million in regulatory assets, lists Alan O'Brien on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- TriconChief Operating OfficerPrivate fund adviser · Toronto, Canada · $152M in regulatory assets
AtlasMembers
Alan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Gary I. BermanPresident, Chief Executive Officer, Tricon
- David B. VenezianoExecutive Vice President, Chief Legal Officer, Chief Compliance Officer, Tricon
- Wissam FrancisExecutive Vice President, Chief Financial Officer, Tricon
- Gina McMullanChief Accounting Officer, Tricon
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.