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Est. 2026The front page of wealth managementNew York

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Owner/investment Advisor Representative/chief Compliance Officer · Hoffman, Alan N. Investment Management

Alan N. Hoffman

CRD 2616886 · Named on Form ADV at one SEC-registered adviser

At a glance

Hoffman, Alan N. Investment Management, an SEC-registered wealth manager with $188 million in regulatory assets, lists Alan N. Hoffman on its Form ADV as Owner/investment Advisor Representative/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Alan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.