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President, Chief Investment Officer and Chief Compliance Officer · Ridgeleigh Capital

Ajay G. Shroff

CRD 6355761 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Ridgeleigh Capital, an SEC-registered asset manager based in Summit, NJ with $1.0 billion in regulatory assets, lists Ajay G. Shroff on its Form ADV as President, Chief Investment Officer and Chief Compliance Officer, a control person. The SEC filings also name Ajay at 1 other registered adviser.

Firms and roles

  • Ridgeleigh CapitalPresident, Chief Investment Officer and Chief Compliance OfficerAsset manager · Summit, NJ · $1.0B in regulatory assets
  • OM Advisers LPLimited Partner, Portfolio Manager, Chief Compliance OfficerPrivate fund adviser · Summit, NJ · $189M in regulatory assets

AtlasMembers

Ajay’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ajay’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.