Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileSEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
7439 Pershing 100%
+00% 1 yr$552M 7440 Schwab 100%
+00% 1 yr$552M 7442 The SUM The Woodlands, TX · 209 clients Schwab 100%
+00% 1 yr$551M 7443 Schwab 100%
+00% 1 yr$551M 7445 Fidelity 81%
+00% 1 yr$551M 7446 Schwab 100%
+00% 1 yr$551M 7447 Schwab 100%
+00% 1 yr$551M 7450 SEI 56% Schwab 44%
+00% 1 yr$550M 7451 LPL Financial 100%
+00% 1 yr$550M 7453 Fidelity 100%
+00% 1 yr$549M 7454 Fidelity 100%
+00% 1 yr$549M 7455 Schwab 100%
+00% 1 yr$549M 7457 Fidelity 100%
+00% 1 yr$549M 7458 Schwab 100%
+00% 1 yr$548M 7462 Pershing 100%
+00% 1 yr$548M 7463 Schwab 100%
+00% 1 yr$547M 7466 Fidelity 79%
+00% 1 yr$547M 7467 Schwab 100%
+00% 1 yr$547M 7468 Fidelity 100%
+00% 1 yr$547M 7469 LPL Financial 100%
+00% 1 yr$546M 7470 Schwab 87%
+00% 1 yr$546M 7473 Schwab 100%
+00% 1 yr$546M 7475 Schwab 100%
+00% 1 yr$545M 7476 TradePMR / Robinhood 79%
+00% 1 yr$545M 7477 Schwab 86%
+00% 1 yr$545M 7478 Schwab 100%
+00% 1 yr$545M 7480 Schwab 55% Fidelity 45%
+00% 1 yr$545M 7481 Schwab 100%
+00% 1 yr$545M 7482 Schwab 90%
+00% 1 yr$545M 7486 Schwab 100%
+00% 1 yr$544M 7487 Fidelity Clearing Canada ULC 68% Scotia Itrade 32%
+00% 1 yr$544M 7489 Schwab 71% Fidelity 29%
+00% 1 yr$543M 7490 Schwab 100%
+00% 1 yr$543M 7491 Pershing 100%
+00% 1 yr$543M 7492 Fidelity 100%
+00% 1 yr$543M 7493 Schwab 100%
+00% 1 yr$543M 7494 Fidelity 100%
+00% 1 yr$543M 7495 Fidelity 100%
+00% 1 yr$542M 7496 Schwab 60% Fidelity 40%
+00% 1 yr$542M 7497 Fidelity 100%
+00% 1 yr$542M Previous 40 Page 68 of 223 Next 40