Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
6702 Merrill / Bank of America 86%
+00% $671M 6703 Schwab 100%
+00% $671M 6704 Axos 74% Schwab 26%
+00% $671M 6705 No custodian reported
+00% $670M 6706 Schwab 100%
+00% $670M 6707 Wells Fargo 100%
+00% $670M 6711 Goldman Sachs 100%
+00% $669M 6712 Fidelity 100%
+00% $669M 6715 Schwab 100%
+00% $668M 6716 Schwab 81%
+00% $668M 6718 Fidelity 100%
+00% $667M 6722 Schwab 100%
+00% $667M 6724 Schwab 100%
+00% $666M 6725 Schwab 61% SEI 27%
+00% $666M 6726 Schwab 49% Altruist 29% LPL Financial 22%
+00% $666M 6728 Bcwm Overland Park, KS · 378 clients Schwab 100%
+00% $665M 6729 Schwab 100%
+00% $665M 6730 LPL Financial 100%
+00% $665M 6731 Raymond James 100%
+00% $664M 6733 Fidelity 73% Schwab 27%
+00% $664M 6734 No custodian reported
+00% $663M 6736 Schwab 80%
+00% $663M 6738 Schwab 100%
+00% $663M 6739 Schwab 65% LPL Financial 35%
+00% $663M 6740 Schwab 71% Fidelity 29%
+00% $663M 6741 Schwab 100%
+00% $662M 6742 Raymond James 89%
+00% $662M 6743 Schwab 100%
+00% $662M 6744 Schwab 100%
+00% $662M 6745 Fidelity 100%
+00% $662M 6746 TradePMR / Robinhood 99%
+00% $661M 6749 Schwab 100%
+00% $661M 6750 Banorte Asset Management, Inc. Houston, TX · 869 clients Bank-affiliated Hybrid Banorte Securities International LTD, Casa De Bolsa Banorte, clears through Pershing Pershing 91%
+00% $661M 6751 LPL Financial 100%
+00% $661M 6752 Schwab 100%
+00% $661M 6753 Schwab 100%
+00% $661M 6754 Schwab 100%
+00% $661M 6755 Fidelity 100%
+00% $661M 6758 Schwab 100%
+00% $660M 6759 Schwab 85%
+00% $660M Previous 40 Page 57 of 223 Next 40