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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freePrivate fund adviser · Chicago, IL
SEC-registered investment adviser · CRD 285579 · SEC 801-108750
At a glance
Neuberger Berman Loan Advisers LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $4.9 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 994th of 4,686 private fund advisers and 2,127th of 17,210 SEC-registered advisers by assets.
Main office 312-325-7700nb.comLinkedInAs filed on Form ADV
Neuberger Berman Loan Advisers LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Hybrid RIA
Neuberger Berman Loan Advisers LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Neuberger Berman BD LLC.
Its Form ADV brochure (filed March 2026) names Neuberger Berman BD as the broker-dealer its advisers are registered with.
Certain Neuberger Salespersons are registered representatives of Neuberger Berman BD LLC (“NBBD”), an affiliate of NBLA and a registered investment adviser and broker-dealer and member of the Financial Industry Regulatory Authority (“ FINRA
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 13 | $4.9B | 100% |
Neuberger Berman Loan Advisers LLC reports 13 private funds with $4.9B in gross assets: securitized asset funds (Form ADV Item 7.B).
Neuberger Berman Loan Advisers LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
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Neuberger Berman Loan Advisers LLC reports $4.9 billion in regulatory assets under management across 13 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
Neuberger Berman Loan Advisers LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
By assets, its largest client types are pooled investment vehicles ($4.9 billion, 13 clients).
Yes. It reports 13 private funds with $4.9 billion in gross assets, including securitized asset funds.
Neuberger Berman Loan Advisers LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Every figure is Neuberger Berman Loan Advisers LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →