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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freeWealth manager, independent · New Canaan, CT
SEC-registered investment adviser · CRD 143970 · SEC 801-67941
At a glance
Gilman Hill Asset Management, LLC is an SEC-registered investment adviser based in New Canaan, Connecticut, with $1.2B in regulatory assets under management as of its Form ADV filed March 17, 2026. It reports 289 individual clients, 255 of them high-net-worth, holding an average of about $2.6 million each, and 10 employees. That ranks it 882nd among the nation’s 5,657 independent wealth management RIAs and 20th of 100 in Connecticut. It reports 3 custodians for its clients’ separately managed accounts: Fidelity, State Street and Charles Schwab.
Main office 203-571-0225gilmanhill.comLinkedInAs filed on Form ADV
No broker-dealer ties
Gilman Hill Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 255 | $744M | 60% |
| State or municipal government entities | – | $351M | 28% |
| Other investment advisers | – | $91M | 7% |
| Charitable organizations | 10 | $26M | 2% |
| Corporations or other businesses | – | $13M | 1% |
| Individuals | 34 | $11M | <1% |
| Pension and profit sharing plans | – | $8M | <1% |
Gilman Hill Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
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| Firm | Regulatory AUM | Clients |
|---|---|---|
| MJP Wealth AdvisorsFarmington | $1.6B | 865 |
| Oakridge Management Group LLCStamford | $1.4B | 40 |
| Bourgeon Capital Management LLCDarien | $1.3B | 286 |
| Baxter Investment ManagementRiverside | $1.2B | 425 |
| Third View Private WealthWestport | $1.2B | 322 |
| HTG Investment Advisors IncNew Canaan | $1.1B | 377 |
Gilman Hill Asset Management, LLC reports $1.2B in regulatory assets under management across 648 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 17, 2026.
It reports 289 individual clients: 255 high-net-worth individuals and 34 other individuals. Individuals account for about 61% of its regulatory assets.
Its main office is in New Canaan, Connecticut. It reports 1 office in total and 10 employees, 5 of whom perform investment advisory functions.
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
It reports 3 custodians for its clients’ separately managed accounts: Fidelity, State Street and Charles Schwab. On Schedule D of its Form ADV filed March 17, 2026, it reports these amounts held: Fidelity ($544M); State Street ($335M); Charles Schwab ($299M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Gilman Hill Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
As an SEC-registered investment adviser, Gilman Hill Asset Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Every figure is Gilman Hill Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →