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Regulation

Report From FINRA Board of Governors’ September Meeting

FINRA ·

WASHINGTON—At its meeting Sept. 29-30, the FINRA Board of Governors approved four rule proposals for filing with the SEC and received briefings on key initiatives, including FINRA's ongoing rule modernization efforts.

Summary as published by FINRA
Financial ADVSRRead our full story: FINRA board clears four rule proposals for SEC filing after September meeting →
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