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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
5 firms manage $7.6B
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1CIM Capital, LLCLOS Angeles, CA | CA | $2.7B | +7.9% | 15 | $383M | 16 | – | |
| 2OFS Capital Management, LLCChicago, IL | IL | $1.8B | −8.5% | 6 | $135M | 23 | U.S. Bank | |
| 3OFS CLO Management II, LLCChicago, IL | IL | $1.3B | +20% | 6 | $218M | 23 | – | |
| 4CIM Capital IC Management, LLCLOS Angeles, CA | CA | $1.1B | −4.5% | 3 | $360M | 16 | – | |
| 5OFS CLO Management, LLCChicago, IL | IL | $744M | −16% | 4 | $186M | 23 | – |