Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
5650 Schwab 87%
+00% $914M 5654 Schwab 87%
+00% $913M 5655 Goldman Sachs 100%
+00% $912M 5659 Fidelity 100%
+00% $912M 5663 Schwab 79%
+00% $911M 5664 J.P. Morgan 50% Fidelity 35%
+00% $911M 5665 Schwab 59% SEI 41%
+00% $911M 5668 Schwab 100%
+00% $911M 5671 Fidelity 75% Schwab 25%
+00% $910M 5672 Raymond James 100%
+00% $910M 5673 Fidelity 100%
+00% $910M 5674 Fidelity 54% Schwab 46%
+00% $910M 5676 Schwab 100%
+00% $909M 5680 Alley Company Lake Forest, IL · 170 clients Affiliated broker-dealer Schwab 100%
+00% $907M 5682 Fidelity 100%
+00% $907M 5683 Schwab 100%
+00% $907M 5685 LPL Financial 100%
+00% $906M 5686 Deutsche Bank Trust Company Americas 35% Schwab 32%
+00% $906M 5687 Schwab 52% Goldman Sachs 48%
+00% $905M 5688 Schwab 100%
+00% $905M 5692 LPL Financial 100%
+00% $904M 5693 Schwab 89%
+00% $903M 5694 Raymond James 52% LPL Financial 26%
+00% $903M 5695 Schwab 100%
+00% $903M 5697 First Clearing 100%
+00% $903M 5698 Schwab 100%
+00% $902M 5699 Schwab 100%
+00% $902M 5701 LPL Financial 99%
+00% $902M 5703 Fidelity 100%
+00% $901M 5705 Schwab 97%
+00% $901M 5706 Fidelity 76% Schwab 24%
+00% $900M 5709 Schwab 100%
+00% $900M 5711 Axiom Asset Management Wayne, PA · 589 clients Affiliated broker-dealer Hightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan No custodian reported
+00% $900M 5713 Schwab 100%
+00% $898M 5718 Schwab 100%
+00% $896M 5719 Fidelity 100%
+00% $896M 5720 No custodian reported
+00% $896M 5721 Schwab 100%
+00% $896M 5722 Interactive Brokers 68% Schwab 32%
+00% $895M 5723 Schwab 85%
+00% $895M Previous 40 Page 43 of 223 Next 40