Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileSEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
16512 Alpaca Securities 100%
+00% 1 yr$40K 16513 Vantar New York, NY · 250 clients Hybrid No custodian reported
+00% 1 yr$40K 16514 Alpaca Securities 100%
+00% 1 yr$39K 16515 Alpaca Securities 100%
+00% 1 yr$36K 16516 Altruist 100%
+00% 1 yr$35K 16517 Alpaca Securities 100%
+00% 1 yr$34K 16518 Interactive Brokers 100%
+00% 1 yr$32K 16519 No custodian reported
+00% 1 yr$29K 16520 Rqd* Clearing 100%
+00% 1 yr$27K 16521 Schwab 100%
+00% 1 yr$27K 16522 No custodian reported
+00% 1 yr$26K 16523 No custodian reported
+00% 1 yr$24K 16524 Interactive Brokers 0% Alpaca Securities 0%
+00% 1 yr$20K 16525 No custodian reported
+00% 1 yr$11K 16526 Interactive Brokers 100%
+00% 1 yr$10K 16527 No custodian reported
+00% 1 yr$10K 16528 Alpaca Securities 100%
+00% 1 yr$7K 16529 No custodian reported
+00% 1 yr$5K 16530 Interactive Brokers 100%
+00% 1 yr$4K 16531 No custodian reported
+00% 1 yr$4K 16532 Alpaca Securities 100%
+00% 1 yr$2K 16533 No custodian reported
+00% 1 yr$2K 16534 Interactive Brokers 100%
+00% 1 yr$2K 16535 No custodian reported
+00% 1 yr$1K 16536 Wealthyx 5 clients Wrap sponsor Hybrid Kapitall Generation, LLC Rhode Island Higher Education Savings Trust (rihest) 100%
+00% 1 yr$1K 16537 No custodian reported
+00% 1 yr$0K 16538 No custodian reported
+00% 1 yr$0K 16539 Interactive Brokers 100%
+00% 1 yr$0K 16540 No custodian reported
+00% 1 yr$0K 16541 No custodian reported
+00% 1 yr$0K 16542 No custodian reported
+00% 1 yr$0K 16544 No custodian reported
+00% 1 yr$0K 16545 Alpaca Securities 100%
+00% 1 yr$0K 16546 No custodian reported
+00% 1 yr$0K 16549 Schwab 0% Fidelity 0%
+00% 1 yr$0K Previous 40 Page 223 of 223