Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
14882 Schwab 100%
+00% $116M 14883 Schwab 100%
+00% $116M 14884 Fidelity 100%
+00% $116M 14885 Schwab 100%
+00% $116M 14888 Schwab 100%
+00% $116M 14890 Assetmark Brokerage 100%
+00% $116M 14891 Schwab 70% Vanguard 30%
+00% $116M 14892 Schwab 100%
+00% $116M 14893 Schwab 100%
+00% $116M 14894 LPL Financial 65% Schwab 35%
+00% $116M 14896 Schwab 100%
+00% $116M 14897 Apex Fintech 100%
+00% $116M 14898 Schwab 65% Fidelity 35%
+00% $116M 14899 Schwab 100%
+00% $116M 14900 Schwab 100%
+00% $116M 14901 Fidelity 67% Schwab 33%
+00% $116M 14902 Nbin - A Division of National Bank Financial 100%
+00% $116M 14904 Pershing 100%
+00% $116M 14905 Schwab 100%
+00% $116M 14906 Schwab 100%
+00% $116M 14908 Schwab 85%
+00% $116M 14910 Schwab 100%
+00% $116M 14912 Schwab 100%
+00% $116M 14913 Schwab 100%
+00% $115M 14914 Schwab 100%
+00% $115M 14915 Schwab 100%
+00% $115M 14916 J.P. Morgan 58% Deutsche Bank Securities 30%
+00% $115M 14917 Fidelity 84%
+00% $115M 14919 Schwab 100%
+00% $115M 14920 Fidelity 100%
+00% $115M 14921 Schwab 100%
+00% $115M 14922 Schwab 100%
+00% $115M 14923 Schwab 100%
+00% $115M 14924 Schwab 100%
+00% $115M 14925 Morgan Stanley 63%
+00% $115M 14926 Pershing 100%
+00% $115M 14927 Schwab 100%
+00% $115M 14928 Schwab 100%
+00% $115M 14929 Schwab 100%
+00% $115M 14931 Fidelity 77%
+00% $115M Previous 40 Page 197 of 223 Next 40