Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
14346 LPL Financial 100%
+00% $130M 14347 Goldman Sachs 100%
+00% $130M 14348 Schwab 84%
+00% $130M 14349 LPL Financial 100%
+00% $130M 14350 Schwab 100%
+00% $130M 14351 Schwab 100%
+00% $130M 14352 No custodian reported
+00% $130M 14353 Schwab 96%
+00% $130M 14354 Schwab 100%
+00% $130M 14355 Banco Santander Suisse 74% Interactive Brokers 26%
+00% $130M 14356 Schwab 77% Interactive Brokers 23%
+00% $130M 14357 Fidelity 100%
+00% $130M 14358 Schwab 100%
+00% $130M 14360 Fidelity 100%
+00% $130M 14361 Schwab 100%
+00% $130M 14362 No custodian reported
+00% $130M 14364 Fidelity 100%
+00% $130M 14365 Schwab 100%
+00% $130M 14366 Pershing 72% Schwab 28%
+00% $130M 14367 Schwab 100%
+00% $130M 14369 Schwab 100%
+00% $130M 14370 Interactive Brokers 100%
+00% $130M 14372 Fidelity 100%
+00% $130M 14373 Schwab 100%
+00% $130M 14374 Schwab 100%
+00% $130M 14375 Schwab 60% Fidelity 40%
+00% $130M 14376 Pershing 100%
+00% $130M 14377 Schwab 100%
+00% $129M 14378 Schwab 100%
+00% $129M 14380 Altruist 0%
+00% $129M 14381 J.P. Morgan 53% Pershing 42%
+00% $129M 14382 Schwab 91%
+00% $129M 14383 Schwab 63% Fidelity 37%
+00% $129M 14384 Schwab 40% Fidelity 38%
+00% $129M 14385 Schwab 100%
+00% $129M 14386 Schwab 100%
+00% $129M 14387 Schwab 100%
+00% $129M 14389 Schwab 100%
+00% $129M 14390 Schwab 100%
+00% $129M 14391 No custodian reported
+00% $129M Previous 40 Page 186 of 223 Next 40