Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
14295 Pershing 100%
+00% $132M 14296 Schwab 100%
+00% $132M 14297 Schwab 100%
+00% $132M 14298 Schwab 100%
+00% $132M 14299 No custodian reported
+00% $132M 14300 LPL Financial 100%
+00% $132M 14301 Schwab 100%
+00% $132M 14302 Schwab 68%
+00% $132M 14303 Nest EGG Conshohocken, PA · 2,832 clients Public-company owned Hybrid Nest Investments BD LLC Schwab 55% Apex Fintech 45%
+00% $132M 14305 Schwab 62% SEI 38%
+00% $132M 14306 No custodian reported
+00% $132M 14307 Goldman Sachs 100%
+00% $132M 14310 Schwab 100%
+00% $132M 14311 Schwab 100%
+00% $132M 14312 No custodian reported
+00% $132M 14314 Schwab 100%
+00% $131M 14316 Schwab 100%
+00% $131M 14317 Schwab 100%
+00% $131M 14318 Schwab 100%
+00% $131M 14319 Schwab 100%
+00% $131M 14320 Schwab 100%
+00% $131M 14321 Schwab 100%
+00% $131M 14323 Schwab 100%
+00% $131M 14324 Schwab 100%
+00% $131M 14325 Fidelity Distributors Company 100%
+00% $131M 14326 Schwab 100%
+00% $131M 14328 Schwab 100%
+00% $131M 14329 Schwab 100%
+00% $131M 14331 Schwab 97%
+00% $131M 14332 Schwab 100%
+00% $131M 14333 Schwab 92%
+00% $131M 14336 Schwab 0%
+00% $131M 14337 Fidelity 100%
+00% $131M 14338 Interactive Brokers 100%
+00% $131M 14339 Schwab 80%
+00% $131M 14341 Schwab 100%
+00% $131M 14342 LPL Financial 59% Schwab 41%
+00% $130M 14343 Schwab 100%
+00% $130M 14344 Raymond James 54% Interactive Brokers 46%
+00% $130M 14345 Schwab 100%
+00% $130M Previous 40 Page 185 of 223 Next 40