Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
9933 Schwab 100%
+00% $315M 9934 Schwab 100%
+00% $314M 9935 Schwab 100%
+00% $314M 9937 Schwab 100%
+00% $314M 9939 Fidelity Distributors Company 87%
+00% $314M 9940 Schwab 100%
+00% $314M 9943 Schwab 100%
+00% $314M 9944 Schwab 85%
+00% $314M 9945 Schwab 100%
+00% $314M 9946 Schwab 100%
+00% $314M 9947 Trust Advisory Group LTD Birmingham, AL · 564 clients Public-company owned Hybrid Stonex Financial Inc., Stonex International Securities Inc., clears through Pershing, BofA Securities Stonex Financial 74% Schwab 26%
+00% $314M 9948 Schwab 100%
+00% $313M 9949 LPL Financial 100%
+00% $313M 9953 Schwab 100%
+00% $313M 9955 Schwab 100%
+00% $313M 9956 Wells Fargo 100%
+00% $313M 9957 Fidelity 100%
+00% $313M 9958 Schwab 100%
+00% $313M 9959 Morgan Stanley 41% Fiduciary Trust 40%
+00% $313M 9960 HSBC Bank USA 61% Merrill / Bank of America 26%
+00% $312M 9961 Fidelity 100%
+00% $312M 9962 Schwab 61% Fidelity 39%
+00% $312M 9964 Fidelity 100%
+00% $312M 9966 Nfwm Plano, TX · 79 clients Wrap sponsor Schwab 73% Fidelity 25%
+00% $312M 9969 Iwealth Waseca, MN · 714 clients Hybrid SEI 88%
+00% $312M 9970 Schwab 100%
+00% $312M 9973 Schwab 100%
+00% $311M 9976 Schwab 100%
+00% $311M 9978 Schwab 100%
+00% $311M 9979 Fidelity 100%
+00% $311M 9986 Fidelity 100%
+00% $311M 9989 Schwab 57% Merrill / Bank of America 28%
+00% $310M 9991 No custodian reported
+00% $310M 9992 Schwab 100%
+00% $310M 9994 Fidelity Distributors Company 84%
+00% $310M 9995 Schwab 100%
+00% $310M 9997 Raymond James 83%
+00% $310M 9998 No custodian reported
+00% $310M 9999 Schwab 100%
+00% $310M 10001 SEI 100%
+00% $310M Previous 40 Page 107 of 223 Next 40