Firms
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeFirms
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWealth manager, independent · Pleasanton, CA
Mirador Capital Partners, LP · SEC-registered investment adviser · CRD 173764 · SEC 801-80585
At a glance
Mirador Capital Partners is an SEC-registered investment adviser based in Pleasanton, California, with $1.0B in regulatory assets under management as of its Form ADV filed July 23, 2026. It reports 647 individual clients, 235 of them high-net-worth, holding an average of about $1.5 million each, and 15 employees. That ranks it 1096th among the nation’s 5,657 independent wealth management RIAs and 133rd of 714 in California. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 925-621-1000miradorcp.comLinkedInAs filed on Form ADV
Hybrid RIA
Mirador Capital Partners is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Commissionable Securities Sales Representatives of our firm are registered representatives of Purshe Kaplan Sterling Investments, Inc.
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 235 | $841M | 83% |
| Individuals | 412 | $113M | 11% |
| Pension and profit sharing plans | – | $29M | 3% |
| Corporations or other businesses | 7 | $17M | 2% |
| Charitable organizations | 8 | $9M | <1% |
Mirador Capital Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
AtlasMembers
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
| Firm | Regulatory AUM | Clients |
|---|---|---|
| Verita Strategic Wealth Partners, LLCSAN Francisco | $1.0B | 17 |
| Navigation Group LLCRedwood Shores | $1.0B | 330 |
| Fermata AdvisorsSonoma | $1.0B | 2,815 |
| Aire Advisors, LLCBeverly Hills | $1.0B | 340 |
| Cohen Capital Management IncCorte Madera | $1.0B | 57 |
Mirador Capital Partners reports $1.0B in regulatory assets under management across 2,249 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 23, 2026.
It reports 647 individual clients: 235 high-net-worth individuals and 412 other individuals. Individuals account for about 95% of its regulatory assets.
Its main office is in Pleasanton, California. It reports 3 offices in total and 15 employees, 7 of whom perform investment advisory functions.
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 23, 2026, it reports these amounts held: Charles Schwab ($997M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Mirador Capital Partners is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
As an SEC-registered investment adviser, Mirador Capital Partners owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 1 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Every figure is Mirador Capital Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →