Screener
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeScreener
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
3 firms manage $3.5B
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1Regal Investment Advisors LLCKentwood, MI | MI | $2.9B | +18% | 8,302 | $214K | 118 | Fidelity Distributors Company; Charles Schwab | |
| 2Smallwood Wealth ManagementRed Bank, NJ | NJ | $339M | +15% | 458 | $303K | 5 | Charles Schwab | |
| 3Delta Financial Advisors, IncKensington, MD | MD | $234M | +12% | 245 | $387K | 6 | Charles Schwab |