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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
4 firms manage $552B
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1Principal Asset ManagementDES Moines, IA | IA | $428B | +17% | 8,205 | $52M | 337 | State Street; BNY | |
| 2Principal Real EstateDES Moines, IA | IA | $106B | +6.3% | 681 | $155M | 310 | Wells Fargo | |
| 3Principal Securities, Inc.DES Moines, IA | IA | $17B | +15% | 51,941 | $247K | 1,464 | Fidelity | |
| 4Principal Advised ServicesDES Moines, IA | IA | $1.4B | +60% | 23,164 | $61K | 230 | Apex Fintech |