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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
3 firms manage $310M
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1The Financial Legacy GroupCharlotte, NC | – | NC | $107M | – | 144 | $259K | 2 | Charles Schwab |
| 2Catalyst Wealth Management LLCHouston, TX | TX | $105M | +120% | 9,549 | $11K | 25 | Matrix Trust; Fidelity; Security Benefit Life Insurance | |
| 3Lemnis CapitalRichardson, TX | – | TX | $98M | – | 352 | $278K | 13 | Charles Schwab |