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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
3 firms manage $108B
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1Conning, Inc.Hartford, CT | CT | $107B | +7.4% | 161 | $131M | 240 | J.P. Morgan; State Street; Northern Trust | |
| 2Goodwin Capital Advisers, Inc.Hartford, CT | CT | $987M | +13% | 1 | $197M | 4 | State Street; PNC Capital Markets | |
| 3Conning Investment Products, Inc.Hartford, CT | CT | $572M | +10% | 0 | $64M | 5 | Royal Bank of Canada Dexia; BNY |