Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
16074 Schwab 100%
+00% $34M 16076 Schwab 100%
+00% $33M 16080 No custodian reported
+00% $33M 16083 Interactive Brokers 90%
+00% $33M 16084 SEI 100%
+00% $32M 16086 No custodian reported
+00% $32M 16088 Schwab 100%
+00% $32M 16090 No custodian reported
+00% $32M 16092 Schwab 100%
+00% $32M 16094 Schwab 36% Orion 35% Jackson National 29%
+00% $32M 16095 No custodian reported
+00% $31M 16098 Schwab 100%
+00% $31M 16100 Interactive Brokers 100%
+00% $31M 16104 Schwab 100%
+00% $31M 16105 Schwab 100%
+00% $31M 16106 Schwab 100%
+00% $31M 16108 Fidelity 100%
+00% $30M 16109 Schwab 100%
+00% $30M 16110 Interactive Brokers 100%
+00% $30M 16111 Schwab 100%
+00% $30M 16112 TradePMR / Robinhood 100%
+00% $30M 16113 No custodian reported
+00% $30M 16114 Matrix Trust 100%
+00% $30M 16116 Schwab 100%
+00% $30M 16117 No custodian reported
+00% $30M 16119 Schwab 100%
+00% $30M 16120 Schwab 100%
+00% $30M 16121 No custodian reported
+00% $30M 16123 Interactive Brokers 100%
+00% $29M 16124 Bunker San Francisco, CA · 138 clients Interactive Brokers 84%
+00% $29M 16125 Schwab 100%
+00% $29M 16128 Schwab 100%
+00% $29M 16131 Cleveralpha Hawthorne, CA · 55 clients Wrap sponsor Hybrid Schwab 100%
+00% $28M 16133 Schwab 100%
+00% $28M 16136 DA INV London, United Kingdom · 110,459 clients Alpaca Securities 100%
+00% $28M 16137 No custodian reported
+00% $28M 16139 Schwab 100%
+00% $28M 16140 Interactive Brokers 98%
+00% $28M 16142 No custodian reported
+00% $27M 16143 Interactive Brokers 100%
+00% $27M Previous 40 Page 217 of 223 Next 40