Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
13058 Fidelity 100%
+00% $171M 13059 Schwab 100%
+00% $171M 13060 Schwab 100%
+00% $171M 13061 Schwab 100%
+00% $171M 13062 Schwab 100%
+00% $171M 13064 Schwab 100%
+00% $171M 13065 Schwab 100%
+00% $171M 13066 Fidelity 78% Columbia Private Trust 22%
+00% $171M 13068 Schwab 77% Tiaa-Cref Individual & Institutional Services 23%
+00% $171M 13069 Altruist 100%
+00% $171M 13070 Fidelity 62% Brown Brothers Harriman Investments 38%
+00% $171M 13071 Fidelity 100%
+00% $171M 13072 Schwab 100%
+00% $170M 13073 No custodian reported
+00% $170M 13074 Schwab 51% Fidelity 49%
+00% $170M 13075 Schwab 95%
+00% $170M 13076 Schwab 100%
+00% $170M 13077 Schwab 100%
+00% $170M 13080 Schwab 100%
+00% $170M 13081 Schwab 100%
+00% $170M 13082 Schwab 100%
+00% $170M 13084 Schwab 100%
+00% $170M 13085 Schwab 100%
+00% $170M 13087 Schwab 100%
+00% $170M 13091 National Advisors Trust 100%
+00% $170M 13092 Pershing 100%
+00% $170M 13093 Schwab 100%
+00% $170M 13094 No custodian reported
+00% $170M 13095 Schwab 100%
+00% $170M 13096 No custodian reported
+00% $170M 13100 Schwab 91%
+00% $170M 13101 Interactive Brokers 100%
+00% $170M 13102 Schwab 69% Altruist 31%
+00% $169M 13103 Schwab 100%
+00% $169M 13107 Schwab 100%
+00% $169M 13108 Schwab 100%
+00% $169M 13109 Schwab 100%
+00% $169M 13110 U. S. Bank 67% Schwab 33%
+00% $169M 13111 Schwab 100%
+00% $169M 13112 Schwab 100%
+00% $169M Previous 40 Page 161 of 223 Next 40