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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freeAsset manager · New York, NY
SEC-registered investment adviser · CRD 334614 · SEC 801-132036
At a glance
Arrow Investment Management, LLC is an SEC-registered investment adviser based in New York, New York, with $86 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 2,368th of 3,218 asset managers and 15,580th of 17,210 SEC-registered advisers by assets.
Main office 203-247-7033arrow-ig.comAs filed on Form ADV
Affiliated broker-dealer
It names an affiliated broker-dealer: Arrow Analytics Securities, LLC.
| Client type | Clients |
|---|
| Regulatory AUM |
|---|
| Share |
|---|
| Other investment advisers | 1 | $86M | 100% |
|---|
Arrow Investment Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
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Arrow Investment Management, LLC reports $86 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
Arrow Investment Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
By assets, its largest client types are other investment advisers ($86 million, 1 clients).
Arrow Investment Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Every figure is Arrow Investment Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →