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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
2 firms manage $467B
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1Nuveen Asset Management, LLCChicago, IL | IL | $280B | +7.9% | 65,258 | $4M | 296 | Morgan Stanley; Charles Schwab; Merrill / Bank of America | |
| 2Nuveen Fund Advisors, LLCChicago, IL | IL | $186B | +15% | 235 | $793M | 25 | – |