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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
2 firms manage $241B
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1Guggenheim Partners Investment Management, LLCNew York, NY | NY | $241B | +5.2% | 440 | $547M | 166 | Citi; Brown Brothers Harriman & Co | |
| 2Guggenheim Private Investments, LLCNew York, NY | NY | $349M | −88% | 7 | $50M | 2 | J.P. Morgan |