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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
2 firms manage $706M
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1Empire Financial Management Company, LLCHolmdel, NJ | NJ | $706M | +36% | 983 | $718K | 10 | RBC | |
| 2Overwatch Capital Advisors LLCNew York, NY | – | NY | $0 | – | 0 | – | 4 | – |