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SEC data October 1, 2026
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SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeEvery SEC-registered adviser, 17,210 firms, from Form ADV filings as of October 1, 2026.
1 firm manage $4.2B
| AUM trail | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1B. Riley Wealth Advisors, Inc.Memphis, TN | TN | $4.2B | −40% | 10,573 | $398K | 172 | Fidelity; Wells Fargo |