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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freeWealth manager, independent · Sacramento, CA
SEC-registered investment adviser · CRD 113791 · SEC 801-67652
At a glance
Avisen Advisors, LLC is an SEC-registered investment adviser based in Sacramento, California, with $389 million in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 191 individual clients. By Form ADV it is a wealth manager, ranked 3,584th of 8,915 wealth managers and 8,932nd of 17,210 SEC-registered advisers by assets.
Main office 916-480-2747As filed on Form ADV
Hybrid RIA
Avisen Advisors, LLC is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Avisen Wealth Management, Inc..
Its Form ADV brochure (filed March 2026) names Avisen Wealth Management as the broker-dealer its advisers are registered with.
Investment advisors of Avisen Advisors are also registered representatives of Avisen Wealth Management, Inc.
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 91 | $325M | 84% |
| Individuals | 100 | $48M | 12% |
| Charitable organizations | – | $8M | 2% |
| Pension and profit sharing plans | – | $5M | 1% |
| Corporations or other businesses | – | $3M | <1% |
Avisen Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
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Avisen Advisors, LLC reports $389 million in regulatory assets under management across 438 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
Avisen Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
By assets, its largest client types are high-net-worth individuals ($325 million, 91 clients); individuals ($48 million, 100 clients); charitable organizations ($8 million).
Avisen Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Every figure is Avisen Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →