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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freeAsset manager · Miami, FL
SEC-registered investment adviser · CRD 153665 · SEC 801-77018
At a glance
Arga Investment Management, LP is an SEC-registered investment adviser based in Miami, Florida, with $24.6 billion in regulatory assets under management as of its Form ADV filed October 1, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 335th of 3,218 asset managers and 752nd of 17,210 SEC-registered advisers by assets.
Main office 203-614-0800argainvest.comLinkedInAs filed on Form ADV
Hybrid RIA
Arga Investment Management, LP is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 21 | $9.7B | 39% |
| State or municipal government entities | 26 | $7.3B | 30% |
| Investment companies | 6 | $5.7B | 23% |
| Other investment advisers | – | $1.4B | 6% |
| Pension and profit sharing plans | – | $401M | 2% |
| Corporations or other businesses | – | $76M | <1% |
| Charitable organizations | – | $28M | <1% |
| Other | 14 | $18M | <1% |
Arga Investment Management, LP reports 6 private funds with $2.0B in gross assets: other private funds (Form ADV Item 7.B).
Arga Investment Management, LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
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Arga Investment Management, LP reports $24.6 billion in regulatory assets under management across 74 accounts, 100% of it on a discretionary basis, on its Form ADV filed October 1, 2026.
Arga Investment Management, LP is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
By assets, its largest client types are pooled investment vehicles ($9.7 billion, 21 clients); state or municipal government entities ($7.3 billion, 26 clients); investment companies ($5.7 billion, 6 clients).
Yes. It reports 6 private funds with $2.0 billion in gross assets, including other private funds.
Arga Investment Management, LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Every figure is Arga Investment Management, LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →